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PG

Patrick J. Good

FNEX CAPITAL
Indianapolis, IN 46204
Some features on this profile are disabled
CRD#: 1685986
PG

Professional summary

Patrick Joseph Good is a registered financial professional currently at FNEX CAPITAL, LLC located in Indianapolis, Indiana.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 1999. Patrick has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Joseph Good's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 9, 2017 - Present

FNEX CAPITAL, LLC

Office #1: One Indiana Square Suite 2252, Indianapolis, IN 46204
BD
CRD#: 166316
Indianapolis, IN
Past

February 13, 2017 - August 16, 2017

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
DALLAS, TX
Past

January 12, 2017 - August 16, 2017

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
DALLAS, TX
Past

September 3, 2015 - February 22, 2016

AMERICAFIRST SECURITIES, INC.

BD
CRD#: 47071
ROSEVILLE, CA
Past

March 8, 2011 - April 7, 2015

TRANSAMERICA CAPITAL, LLC

BD
CRD#: 8217
DENVER, CO
Past

August 18, 2008 - March 14, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
MINNEAPOLIS, MN
Past

June 27, 2008 - March 14, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

July 26, 2005 - October 1, 2007

FIRST TRUST PORTFOLIOS L.P.

BD
CRD#: 28519
LISLE, IL
Past

January 9, 2003 - December 17, 2004

CURIAN CAPITAL, LLC

RIA
CRD#: 120270
DENVER, CO
Past

January 9, 2003 - December 17, 2004

INVESTMENT CENTERS OF AMERICA, INC.

BD
CRD#: 16443
APPLETON, WI
Past

November 20, 2001 - April 16, 2003

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA
CRD#: 106435
CHICAGO, IL
Past

November 20, 2001 - April 16, 2003

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA
CRD#: 105790
CHICAGO, IL
Past

June 15, 2001 - October 30, 2002

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

BD
CRD#: 28262
BOSTON, MA
Past

October 22, 1999 - May 23, 2001

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Oklahoma
(1/9/2020)
RR
Texas
(9/9/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/6/2001
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/18/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/26/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/21/1999
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FNEX CAPITAL, LLC
APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC

CRD#: 166316 / SEC#: , 8-69199

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Mailing Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Phone number
(317) 580-2588
Established
Indiana since 06/04/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FNEX, LLCMEMBER
HEGER, LOREN EUGENECEO, CCO, AMLCO, EXEC. REP.6143753
TEUFEL, FREDERICK CHARLESFINOP2092408

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FNEX CAPITAL, LLC

CRD#: 166316Indianapolis, IN 46204

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