Kenneth R. Booth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Ray Booth was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1990. Kenneth had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2014 - November 3, 2015
QUANTUM TECHNALYSIS ASSET MANAGEMENT
March 22, 2011 - December 4, 2013
CENTAURUS FINANCIAL, INC.
April 17, 2003 - December 2, 2009
CENTAURUS FINANCIAL, INC.
March 15, 2000 - January 31, 2003
WADDELL & REED
August 4, 1998 - November 29, 1999
PFS INVESTMENTS INC.
March 14, 1990 - August 30, 1996
LINCOLN INVESTMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUANTUM TECHNALYSIS ASSET MANAGEMENT
CRD#: 132001 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 150,031 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
