Joseph Eberle Iii

No. 1) Name of Business: Shelby County Schools. Non-Investment related. Address: 160 S. Hollywood, Memphis, TN 38112. Nature of Business: Provides quarterly reviews. Position/Title/Relationship: Employee. Start Date: 1989. Hours per quarterly: 24hrs. Hours per month during Securities trading hours quarterly: 0. Pay: $2,850 for each annual contract report. Duties/Responsibilities: It has been one of the longest relationships I have had in the investment business, being an investment advisor for what was originally the Memphis City Schools. The local pension plan changed its name almost ten years ago to Shelby County Schools Local Retirement Plan as the city schools collapsed into the county system, the board of education for the schools serves as the trustees of the plan and I have prepared quarterly performance reports for over a more than thirty year time span. There are less than 10 people left and the plan will probably end in the next year or two. The staff issue me personally an annual contract to create the quarterly reviews, which under the present format results in about a forty page document on the two money managers performance. No. 2) Name of Business: Trust Company of Knoxville. Investment related but do not advise nor do any trading. Address: 4823 Old Kingston Pike, Knoxville, TN 37919. Nature of Business: Attend meetings from time to time. Position/Title/Relationship: Employee. Start Date: 1998. Hours per year: 12hrs and under. Hours per month during Securities trading hours: 0. Pay: Quarterly Fee. Duties/Responsibilities: I have had a relationship with the Trust Company of Knoxville for more than thirty years. It is one of the largest independent trusts in the south. I receive a fee for placing business with the company. I have a large 401k for the Convention and Visitors Bureau of Memphis that I placed with them more than twenty years ago. It requires me to attend meetings from time to time and help make presentations to employees a couple times a year.