Charles P. Krishna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Prem Krishna was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1987. Charles had worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2006 - December 31, 2013
CCF INVESTMENTS, INC.
January 3, 2006 - May 6, 2006
CCF INVESTMENTS, INC.
February 11, 1998 - December 31, 2005
THE LEADERS GROUP, INC.
November 25, 1997 - January 1, 1998
FSC SECURITIES CORPORATION
July 18, 1989 - October 10, 1997
PFS INVESTMENTS INC.
September 17, 1987 - December 31, 1988
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CCF INVESTMENTS, INC.
CRD#: 136571 / SEC#: , 8-67027
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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