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TK

Todd F. Krough

UMB ASSET MANAGEMENT
Edina, MN 55435
Some features on this profile are disabled
CRD#: 1685166
TK

Professional summary

Todd Frederick Krough is a registered financial advisor currently at UMB ASSET MANAGEMENT, LLC located in Edina, Minnesota.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Todd has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Frederick Krough's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 12, 2026 - Present

UMB ASSET MANAGEMENT, LLC

Office #1: 7701 France Ave S, Edina, MN 55435
RIA
CRD#: 306374
Edina, MN
Past

October 26, 2017 - February 22, 2023

TEALWOOD ASSET MANAGEMENT

RIA
CRD#: 105245
MINNEAPOLIS, MN
Past

July 28, 2014 - April 5, 2017

ALLIANCEBERNSTEIN L.P.

RIA
CRD#: 108477
MINNEAPOLIS, MN
Past

July 28, 2014 - April 5, 2017

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
MINNEAPOLIS, MN
Past

December 17, 2013 - July 15, 2014

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
EDINA, MN
Past

January 11, 1993 - July 11, 2014

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
EDINA, MN
Past

December 17, 1990 - March 24, 1992

WELLS FARGO BROKERAGE SERVICES, L.L.C.

BD
CRD#: 16100
MINNEAPOLIS, MN
Past

March 22, 1989 - December 20, 1990

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI
Past

October 27, 1987 - March 15, 1989

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UMB ASSET MANAGEMENT, LLC
UMB ASSET MANAGEMENT, LLC | UMB FAMILY WEALTH, LLC

CRD#: 306374 / SEC#: 801-117738

RIA
Registered Investment Advisory firm - (12/5/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/12/2026)
IAR
Florida
(5/13/2026)
IAR
Hawaii
(5/12/2026)
IAR
Illinois
(5/12/2026)
IAR
Iowa
(5/12/2026)
IAR
Michigan
(5/12/2026)
IAR
Minnesota
(5/12/2026)
IAR
Oregon
(5/12/2026)
IAR
Texas
(5/12/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/27/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/7/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/5/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 9/19/2014
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 7/18/1987
General Securities Representative Examination

Current Firm

UA
UMB ASSET MANAGEMENT, LLC
UMB ASSET MANAGEMENT, LLC | UMB FAMILY WEALTH, LLC

CRD#: 306374 / SEC#: 801-117738

RIA
Registered Investment Advisory firm - (12/5/2019 Approved)
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Contact information

Main Address
1010 Grand 3rd Floor, Kansas City, MO 64106
Mailing Address
Phone number
(816) 860-7000
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

UMB ASSET MANAGEMENT LLC - PART 2A (6/30/2025)

Regulatory assets under management

Total Number of Accounts4
AUM (Assets Under Management)$ 47,495,486

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UMB ASSET MANAGEMENT, LLC

CRD#: 306374Edina, MN 55435

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