Todd F. Krough

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CRD#: 1685166

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Todd Frederick Krough was a registered financial professional .

Todd is a previously registered financial professional and started their career in finance in 1987. Todd had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 26, 2017 - February 22, 2023

TEALWOOD ASSET MANAGEMENT

RIA

CRD#: 105245

MINNEAPOLIS, MN

Past

July 28, 2014 - April 5, 2017

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

MINNEAPOLIS, MN

Past

July 28, 2014 - April 5, 2017

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

MINNEAPOLIS, MN

Past

December 17, 2013 - July 15, 2014

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

EDINA, MN

Past

January 11, 1993 - July 11, 2014

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

EDINA, MN

Past

December 17, 1990 - March 24, 1992

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

March 22, 1989 - December 20, 1990

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

October 27, 1987 - March 15, 1989

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TEALWOOD ASSET MANAGEMENT

TEALWOOD | TEALWOOD MANAGEMENT INC | TEALWOOD ASSET MANAGEMENT INC | TEALWOOD ASSET MANAGEMENT

CRD#: 105245 / SEC#: 801-29095

RIA

Registered Investment Advisory firm - (3/18/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/7/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/19/2014

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/18/1987

General Securities Representative Examination

Current Firm

TEALWOOD ASSET MANAGEMENT

TEALWOOD | TEALWOOD MANAGEMENT INC | TEALWOOD ASSET MANAGEMENT INC | TEALWOOD ASSET MANAGEMENT

CRD#: 105245 / SEC#: 801-29095

RIA

Registered Investment Advisory firm - (3/18/1987 Approved)

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Contact information

Main Address

120 South 6th Street Suite 1900, Minneapolis, MN 55402

Mailing Address

Phone number

(612) 340-0181

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (1/28/2025)

Regulatory assets under management

Total Number of Accounts	738
AUM (Assets Under Management)	$ 364,416,691

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Todd F. Krough

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

WELLS FARGO BROKERAGE SERVICES, L.L.C.

INVEST FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

TEALWOOD ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/1997

Series 63

Date: 7/7/1987

SIE

Date: 4/5/2017

Series 31

Date: 9/19/2014

Series 7

Date: 7/18/1987

Current Firm

TEALWOOD ASSET MANAGEMENT

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TEALWOOD ASSET MANAGEMENT

TRUST BUT VERIFY

Contact information

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