JM
James R. Morton
USADVISORS WEALTH MANAGEMENT
Kirksville, MO 63501
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CRD#: 1684747
JM
James Richard MortonUSADVISORS WEALTH MANAGEMENT
Professional summary
James Richard Morton, who also goes by Jamey Morton, is a registered financial advisor currently at USADVISORS WEALTH MANAGEMENT, LLC located in Kirksville, Missouri and OSAIC WEALTH, INC. located in Kirksville, Missouri.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. James has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Jamey Morton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MORTON FINANCIAL SOLUTIONS, LLC - DBA 2. MORTON FINANCIAL SOLUTIONS, LLC POSITION: Owner member/ChFC/Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 180 START DATE: 01/01/2017 ADDRESS: 405 E NORTHTOWN RD, KIRKSVILLE MO 63501, United States DESCRIPTION: As a Chartered Financial Consultant, duties include Securities Sales and Service, Advisory Sales and Service, and Fixed Insurance Sales and Service. 3. USADVISORS NETWORK INSURANCE AGENCY (USANI POSITION: Insurance Agent NATURE: offer, provide, and service insurance to and for clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/01/2010 ADDRESS: 15752 Venture Lane, Eden Prairie MN 55344, United States DESCRIPTION: USAdvisors Network Insurance Agency (USANI) for most fixed insurance activities including fixed life, fixed annuities, LTC, . other fixed investment products through USANI unless USANI does not provide product needed for client and if the insurance company is rated A- or better then other marketing organaztions will be considered and used as needed. Non-invesment, Medicare Supplement insurance policies upline through Senior Marketing Specialists and other Medicare Supplement Marketing organizations. Health, accident, cancer, dental, vision through other marketing organizations such as Senior Marketing Specialists as needed. 4. USADVISORS WEALTH MANAGEMENT POSITION: offer, provide, and service advisory services and products to clients NATURE: USAWM is the RIA in which I am an Investment Advisor Representative . INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 02/08/2015 ADDRESS: 15750 Venture Ln, Eden Prairie MN 55344, United States DESCRIPTION: offer, provide, and service advisory services and products to clients
CRS (Client Relationship Summary) - RIA
Click below to view James Richard Morton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 21, 2014 - Present
USADVISORS WEALTH MANAGEMENT, LLC
Office #1: 405 E Northtown Rd, Kirksville, MO 63501RIA
CRD#: 158108
Kirksville, MO
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 405 E Northtown Rd, Kirksville, MO 63501RIA
BD
CRD#: 23131
KIRKSVILLE, MO
Past
May 22, 2008 - November 17, 2014
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
KIRKSVILLE, MO
Past
May 22, 2008 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
KIRKSVILLE, MO
Past
January 1, 2007 - May 22, 2008
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
KIRKSVILLE, MO
Past
June 20, 1996 - January 1, 2007
FFP ADVISORY SERVICES INC
RIA
CRD#: 110778
KIRKSVILLE, MO
Past
October 14, 1994 - May 22, 2008
FFP SECURITIES, INC.
BD
CRD#: 16337
KIRKSVILLE, MO
Past
June 8, 1987 - October 18, 1994
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UW
USADVISORS WEALTH MANAGEMENT, LLC
ADVOCATE WEALTH MANAGEMENT | WHITNEY WEALTH GROUP | USADVISORS WEALTH MANAGEMENT, LLC | STRATEGIC VISIONARIES | SINCERE FINANCIAL | MORTON FINANCIAL SOLUTIONS | LUDEWIG FINANCIAL | ETHOS FINANCIAL | ENGLE TYLER & ASSOCIATES | BLACK TULIP | AXIOM VALUE
CRD#: 158108 / SEC#: 801-77961
RIA
Registered Investment Advisory firm - (4/24/2013 Approved)District of Columbia
Registered Investment Advisory firm - (4/24/2013 Terminated)Indiana
Registered Investment Advisory firm - (4/29/2013 Terminated)Iowa
Registered Investment Advisory firm - (4/24/2013 Terminated)Massachusetts
Registered Investment Advisory firm - (4/25/2013 Terminated)Michigan
Registered Investment Advisory firm - (5/1/2013 Terminated)Minnesota
Registered Investment Advisory firm - (4/24/2013 Terminated)North Dakota
Registered Investment Advisory firm - (4/24/2013 Terminated)Ohio
Registered Investment Advisory firm - (4/24/2013 Terminated)South Dakota
Registered Investment Advisory firm - (4/24/2013 Terminated)Tennessee
Registered Investment Advisory firm - (5/23/2013 Terminated)Texas
Registered Investment Advisory firm - (4/24/2013 Terminated)Virginia
Registered Investment Advisory firm - (4/24/2013 Terminated)Washington
Registered Investment Advisory firm - (4/30/2013 Terminated)Wisconsin
Registered Investment Advisory firm - (4/24/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/14/2024)
RR
Arkansas(6/14/2024)
RR
Colorado(6/14/2024)
RR
Connecticut(6/14/2024)
RR
Illinois(6/14/2024)
RR
Iowa(6/14/2024)
RR
Kansas(6/14/2024)
IAR
Missouri(11/21/2014)
RR
Missouri(6/14/2024)
RR
New York(6/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UW
USADVISORS WEALTH MANAGEMENT, LLC
ADVOCATE WEALTH MANAGEMENT | WHITNEY WEALTH GROUP | USADVISORS WEALTH MANAGEMENT, LLC | STRATEGIC VISIONARIES | SINCERE FINANCIAL | MORTON FINANCIAL SOLUTIONS | LUDEWIG FINANCIAL | ETHOS FINANCIAL | ENGLE TYLER & ASSOCIATES | BLACK TULIP | AXIOM VALUE
CRD#: 158108 / SEC#: 801-77961
RIA
Registered Investment Advisory firm - (4/24/2013 Approved)District of Columbia
Registered Investment Advisory firm - (4/24/2013 Terminated)Indiana
Registered Investment Advisory firm - (4/29/2013 Terminated)Iowa
Registered Investment Advisory firm - (4/24/2013 Terminated)Massachusetts
Registered Investment Advisory firm - (4/25/2013 Terminated)Michigan
Registered Investment Advisory firm - (5/1/2013 Terminated)Minnesota
Registered Investment Advisory firm - (4/24/2013 Terminated)North Dakota
Registered Investment Advisory firm - (4/24/2013 Terminated)Ohio
Registered Investment Advisory firm - (4/24/2013 Terminated)South Dakota
Registered Investment Advisory firm - (4/24/2013 Terminated)Tennessee
Registered Investment Advisory firm - (5/23/2013 Terminated)Texas
Registered Investment Advisory firm - (4/24/2013 Terminated)Virginia
Registered Investment Advisory firm - (4/24/2013 Terminated)Washington
Registered Investment Advisory firm - (4/30/2013 Terminated)Wisconsin
Registered Investment Advisory firm - (4/24/2013 Terminated)Loading...
Contact information
Main Address
15750 Venture Lane, Eden Prairie, MN 55344
Mailing Address
Phone number
(952) 829-0000
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,145 |
| AUM (Assets Under Management) | $ 483,345,924 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
