Marianne Carter
Professional summary
Marianne Carter is a registered financial professional currently at SALIENT CAPITAL L.P. located in Houston, Texas.
Marianne is registered as a RR (Registered Representative) and started their career in finance in 1988. Marianne has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marianne Carter's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2020 - Present
SALIENT CAPITAL L.P.
Office #1: 10000 Memorial Drive Suite 650, Houston, TX 77024Office #2: 10000 Memorial Drive Suite 650, Houston, TX 77024June 15, 2009 - December 15, 2020
ALPS DISTRIBUTORS, INC.
October 13, 2004 - June 12, 2009
QUASAR DISTRIBUTORS, LLC
November 18, 1999 - September 27, 2004
FORESIDE DISTRIBUTION SERVICES, L.P.
August 25, 1994 - May 18, 1998
CINCINNATI ANALYSTS, INC.
February 16, 1993 - August 19, 1994
ASSOCIATED SECURITIES CORP.
December 21, 1988 - January 20, 1992
LIQUIDITY FINANCIAL ADVISORS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/14/2020)
(12/14/2020)
Exams
FINRA
Current Firm
SALIENT CAPITAL L.P.
CRD#: 147912 / SEC#: , 8-67938
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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