William L. Litton

CASTLE COAST WEALTH

Incline Village, NV 89451

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CRD#: 1684246

Professional summary

William Lee Litton II, CFP®, who also goes by Bill Litton, William Lee Litton, is a registered financial advisor currently at CASTLE COAST WEALTH, LLC located in Incline Village, Nevada.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. William has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Estate Planning

Insurance Planning

Retirement Planning

Education Planning

Employee and Employer Plan Ben...

Tax Planning

Investment Planning

Business Succession Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Bill Litton | William Lee Litton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

7/2/2003: LITTON ENTERPRISES, INC. - Investment Related: NO - Located At: 569 Silvertip Dr Incline Village NV 89451 --Nature: MARKETING -- Title: Owner - Start Date: 06/19/2003 -- 15 Hours Per Month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Lee Litton II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

April 30, 2019 - Present

CASTLE COAST WEALTH, LLC

Office #1: 569 Silvertip Dr, Incline Village, NV 89451

RIA

CRD#: 298439

Incline Village, NV

Past

February 5, 2019 - January 29, 2021

LITTON FINANCIAL

RIA

CRD#: 113063

LA JOLLA, CA

Past

January 3, 1997 - October 4, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

LA JOLLA, CA

Past

December 22, 1993 - October 4, 2019

LPL FINANCIAL LLC

CRD#: 6413

LA JOLLA, CA

Past

September 22, 1987 - January 13, 1994

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CASTLE COAST WEALTH, LLC

CASTLE COAST WEALTH, LLC | LITTON FINANCIAL, LLC | LITTON FINANCIAL SERVICES | LITTON FINANCIAL | GILLESPIE, CHARLES, OTTO

CRD#: 298439 / SEC#: 801-117737

RIA

Registered Investment Advisory firm - (12/5/2019 Approved)

California

Registered Investment Advisory firm - (1/8/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/30/2019)

IAR

Nevada
(8/2/2024)

IAR

Texas
(8/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/18/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/1992

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 1/18/1988

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 9/21/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/28/1994

General Securities Principal Examination

Current Firm

CASTLE COAST WEALTH, LLC

CASTLE COAST WEALTH, LLC | LITTON FINANCIAL, LLC | LITTON FINANCIAL SERVICES | LITTON FINANCIAL | GILLESPIE, CHARLES, OTTO

CRD#: 298439 / SEC#: 801-117737

RIA

Registered Investment Advisory firm - (12/5/2019 Approved)

California

Registered Investment Advisory firm - (1/8/2020 Terminated)

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Contact information

Main Address

4225 Executive Square Suite 1030, La Jolla, CA 92037

Mailing Address

Phone number

(858) 546-1247

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DATED MARCH 31, 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,055
AUM (Assets Under Management)	$ 412,254,172

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

William L. Litton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Lee Litton II's CRS (Customer Relationship Summary).

Certified licenses

Experience

LITTON FINANCIAL

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

CASTLE COAST WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/18/1994

SIE

Date: 10/1/2018

Series 7

Date: 8/12/1992

Series 22

Date: 1/18/1988

Series 6

Date: 9/21/1987

Series 24

Date: 3/28/1994

Current Firm

CASTLE COAST WEALTH, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CASTLE COAST WEALTH, LLC

TRUST BUT VERIFY

Contact information

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