Don D. Steriovski
Professional summary
Don Dragan Steriovski was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Don Dragan Steriovski, who also goes by Don D Steriovski, Don Dragan Sterjovsky, was a registered financial advisor .
Don is a previously registered financial advisor and started their career in finance in 1987. Don had worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2009 - December 21, 2009
NATIONAL SECURITIES CORPORATION
May 30, 2008 - August 1, 2008
RAYMOND JAMES & ASSOCIATES, INC.
May 30, 2008 - August 1, 2008
RAYMOND JAMES & ASSOCIATES, INC.
January 1, 2008 - June 6, 2008
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - June 6, 2008
WELLS FARGO CLEARING SERVICES, LLC
December 7, 2005 - January 1, 2008
A. G. EDWARDS & SONS, INC.
October 11, 1996 - January 3, 2008
A. G. EDWARDS & SONS, INC.
September 1, 1994 - November 5, 1996
PRINCIPAL FINANCIAL SECURITIES,INC.
April 13, 1993 - September 1, 1994
HAMILTON INVESTMENTS, INC.
July 10, 1987 - April 13, 1993
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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