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Robert Lee Moore

CRD# 1684163·Registered 1997 - 2014
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Lee Moore, who also goes by Bob Moore, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1997 - 2014. Robert had worked at 1 firm and has passed the Series 65 and Series 2 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Moore

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

MOORE FINANCIAL GROUP·CRD# 108973
RIA
Palm Springs, CA
February 26, 1997 - October 30, 2014

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Current Firm

MF
MOORE FINANCIAL GROUP

MOORE FINANCIAL GROUP | MOORE FINANCIAL GROUP LLC

CRD#: 108973 / SEC#: 801-69062

Contact Information

Main Address

8081 Shaffer Parkway Suite 4, Littleton, CO 80127

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1994About the Series 65 exam

Series 2 — Non-Member General Securities Examination

Passed Jul 1988

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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