Norman D. Heyd

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CRD#: 1684059

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Norman Dale Heyd was a registered financial professional .

Norman is a previously registered financial professional and started their career in finance in 1987. Norman had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 6, 2013 - January 24, 2018

FINANCIAL STRATEGIES GROUP

RIA

CRD#: 122030

LAMOURE, ND

Past

January 3, 2013 - January 24, 2018

CLASSIC, LLC

CRD#: 159357

LAMOURE, ND

Past

April 25, 2006 - December 31, 2012

HBW SECURITIES LLC

CRD#: 136959

LAMOURE, ND

Past

March 2, 2004 - December 31, 2004

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

January 4, 2001 - November 19, 2003

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

January 16, 1997 - November 20, 2000

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

June 1, 1996 - December 31, 1996

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

September 30, 1993 - June 1, 1996

NORTH AMERICAN MANAGEMENT, INC.

CRD#: 624

SIOUX FALLS, SD

Past

August 31, 1987 - September 1, 1993

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL STRATEGIES GROUP

CLASSIC ASSET MANAGEMENT, LLC | FINANCIAL STRATEGIES GROUP, INC. | FINANCIAL STRATEGIES GROUP

CRD#: 122030 / SEC#: 801-67302

RIA

Registered Investment Advisory firm - (12/1/2006 Approved)

North Dakota

Registered Investment Advisory firm - (12/6/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/4/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/26/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/24/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/26/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FINANCIAL STRATEGIES GROUP

CLASSIC ASSET MANAGEMENT, LLC | FINANCIAL STRATEGIES GROUP, INC. | FINANCIAL STRATEGIES GROUP

CRD#: 122030 / SEC#: 801-67302

RIA

Registered Investment Advisory firm - (12/1/2006 Approved)

North Dakota

Registered Investment Advisory firm - (12/6/2006 Terminated)

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Contact information

Main Address

1220 28th Avenue North, Fargo, ND 58102

Mailing Address

Phone number

(701) 234-0103

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLASSIC ASSET MANAGEMENT, LLC ADV BROCHURE (2/18/2025)

Regulatory assets under management

Total Number of Accounts	1,344
AUM (Assets Under Management)	$ 169,820,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Norman D. Heyd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CLASSIC, LLC

HBW SECURITIES LLC

AMERICAN GENERAL SECURITIES INCORPORATED

PFS INVESTMENTS INC.

INVESTORS CAPITAL CORP.

WALNUT STREET SECURITIES, INC.

NORTH AMERICAN MANAGEMENT, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

FINANCIAL STRATEGIES GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 8/4/2011

Series 63

Date: 8/26/1987

SIE

Date: 1/24/2018

Series 6

Date: 8/26/1987

Current Firm

FINANCIAL STRATEGIES GROUP

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL STRATEGIES GROUP

TRUST BUT VERIFY

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