Joy C. Bejasa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joy Carmen Bejasa, who also goes by Joy Bejasa Romeo, was a registered financial professional .
Joy is a previously registered financial professional and started their career in finance in 1989. Joy had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2009 - February 22, 2013
BRICKELL GLOBAL MARKETS, INC.
March 5, 2007 - January 30, 2009
BRADESCO SECURITIES, INC.
March 1, 2006 - February 20, 2007
SANTANDER INVESTMENT SECURITIES INC.
June 29, 2004 - July 22, 2005
BBVA SECURITIES INC.
May 1, 2001 - October 18, 2002
J.P. MORGAN SECURITIES INC.
September 22, 2000 - May 1, 2001
JPMSI
August 24, 1989 - September 29, 2000
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRICKELL GLOBAL MARKETS, INC.
CRD#: 104316 / SEC#: , 8-52776
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANESCO USA | SHAREHOLDER | |
| CUCCIA, GARY JOHN | FINOP/CONTACT PERSON FOR FORM BDW/CCO/EXECUTIVE REPRESEANTATIVE | 1386493 |
| ESCOTET, MARIA MERCEDES | DIRECTOR |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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