Bradley A. Tansom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Arthur Tansom, who also goes by Brad Tansom, Bradley A Tansom, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1989. Bradley had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2014 - December 31, 2022
THE LEADERS GROUP, INC.
April 28, 2010 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
August 27, 2007 - January 19, 2010
AMERICAN GENERAL EQUITY SERVICES CORPORATION
June 6, 2005 - August 4, 2006
U.S. BANCORP INVESTMENTS, INC.
August 22, 2003 - November 30, 2004
WAVELAND CAPITAL PARTNERS LLC
July 10, 2001 - December 31, 2001
OLD SLIP CAPITAL MANAGEMENT, INC.
January 5, 2000 - May 16, 2001
AMERICAN GENERAL SECURITIES INCORPORATED
April 14, 1997 - November 1, 1999
INTERVEST INTERNATIONAL EQUITIES CORPORATION
February 28, 1992 - April 16, 1997
WOODBURY FINANCIAL SERVICES, INC.
May 18, 1991 - December 31, 1991
ASKAR CORP.
October 25, 1989 - May 2, 1991
IDS LIFE INSURANCE COMPANY
October 25, 1989 - May 2, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
