Barry B. Mione
Professional summary
Barry Bennett Mione, who also goes by Barry B Mione, is a registered financial professional currently at KAPITALL GENERATION, LLC located in Austin, Texas.
Barry is registered as a RR (Registered Representative) and started their career in finance in 1989. Barry has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Barry Bennett Mione's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2011 - Present
KAPITALL GENERATION, LLC
Office #1: 301 Congress Ave. Suite 2200, Austin, TX 78701January 3, 2006 - July 6, 2009
E*TRADE SECURITIES LLC
June 2, 1997 - December 31, 2005
HARRISDIRECT LLC
March 28, 1990 - June 2, 1997
PERSHING LLC
May 4, 1989 - October 7, 1989
J. T. MORAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2016)
(1/28/2016)
(1/28/2016)
(1/28/2016)
(12/8/2015)
(1/5/2016)
(2/1/2016)
(12/14/2015)
(12/8/2015)
(12/11/2015)
(3/1/2016)
(8/9/2017)
(12/8/2015)
(12/8/2015)
(2/8/2016)
(1/15/2016)
(12/17/2015)
(12/14/2015)
(2/24/2016)
(12/8/2015)
(12/14/2015)
(12/9/2015)
(12/10/2015)
(2/4/2016)
(5/9/2017)
(12/8/2015)
(12/8/2015)
(5/4/2016)
(1/29/2016)
(12/8/2015)
(1/28/2016)
(2/25/2015)
(10/20/2011)
(12/9/2015)
(12/8/2015)
(12/8/2015)
(2/1/2016)
(2/9/2016)
(12/8/2015)
(12/9/2015)
(12/9/2015)
(12/8/2015)
(1/28/2016)
(7/3/2017)
(12/18/2015)
(12/8/2015)
(2/22/2016)
(2/1/2016)
(2/12/2016)
(2/3/2016)
(12/8/2015)
(3/8/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 5/24/1993
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
KAPITALL GENERATION, LLC
CRD#: 153157 / SEC#: , 8-68508
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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