Fabrizio E. Sares
Professional summary
Fabrizio Edward Sares, who also goes by Edward Fabrizio Sares, is a registered financial professional currently at XP INVESTMENTS US, LLC located in New York, New York.
Fabrizio is registered as a RR (Registered Representative) and started their career in finance in 1991. Fabrizio has worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Fabrizio Edward Sares's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2017 - Present
XP INVESTMENTS US, LLC
Office #1: 55 W 46th Street 30th Floor, New York, NY 10036July 16, 2012 - November 3, 2017
CANTOR FITZGERALD & CO.
September 9, 2010 - July 23, 2012
SG AMERICAS SECURITIES, LLC
April 26, 2007 - August 6, 2010
INSTINET, LLC
January 26, 2006 - January 11, 2007
NEWEDGE USA, LLC
June 27, 2001 - January 13, 2006
KNIGHT CAPITAL AMERICAS, L.P.
February 24, 1999 - January 13, 2000
KNIGHT CAPITAL AMERICAS, L.P.
October 3, 1996 - June 25, 1997
VALORES FINAMEX INTERNATIONAL, INC.
July 26, 1995 - September 3, 1996
NOMURA SECURITIES INTERNATIONAL, INC.
March 24, 1994 - August 2, 1995
CREDIT AGRICOLE SECURITIES (USA) INC.
May 12, 1992 - July 19, 1993
ING BARING (U.S.) SECURITIES, INC.
December 12, 1991 - December 20, 1991
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/12/2010
Limited Representative-Equity Trader ExamFINRA
Current Firm
XP INVESTMENTS US, LLC
CRD#: 156691 / SEC#: , 8-68817
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| XP HOLDING INTERNATIONAL, LLC | PARENT COMPANY | |
| COSTA, JOSE EDUARDO | CHIEF EXECUTIVE OFFICER | 4983100 |
| GOMEZ, ADELIA MARIEL | CHIEF OPERATING OFFICER/ PRINCIPAL OPERATIONS OFFICER | 5477182 |
| SINGER, STEVEN FREDERIC | PRINCIPAL FINANCIAL OFFICER | 2360737 |
| WILSON, JARED RYAN | CHIEF COMPLIANCE OFFICER/ AML COMPLIANCE OFFICER | 5322068 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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