Ronald L. Furman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Lee Furman was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1987. Ronald had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2009 - April 19, 2017
COASTAL SECURITIES, INC.
July 11, 2000 - April 1, 2009
SANDERS MORRIS LLC
October 30, 1995 - July 6, 2000
SPIRES FINANCIAL, L.P.
May 20, 1992 - October 11, 1995
WESTCAP SECURITIES, L.P.
July 25, 1987 - August 24, 1994
WESTCAP GOVERNMENT SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
COASTAL SECURITIES, INC.
CRD#: 27834 / SEC#: , 8-43227
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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