John Cooleen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Cooleen, who also goes by John Peter Cooleen Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2022 - April 18, 2023
T3 TRADING GROUP, LLC
November 21, 2006 - May 26, 2015
ICE BONDS SECURITIES CORPORATION
October 27, 2005 - December 7, 2006
CREDITEX GROUP, INC.
May 14, 2002 - October 17, 2005
CREDITEX GROUP, INC.
September 7, 2000 - May 28, 2002
LEIGH BALDWIN & CO., LLC
April 4, 1991 - June 22, 1999
MINT BROKERS
January 30, 1991 - August 14, 2000
CANTOR FITZGERALD SECURITIES
July 25, 1987 - September 28, 1990
ICAP SECURITIES USA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/17/2022
Securities Trader ExamSeries 55
Date: 10/30/2000
Limited Representative-Equity Trader ExamSeries 62
Date: 4/2/1991
Corporate Securities Limited Representative ExaminationCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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