Fernando Lopez
Professional summary
Fernando Lopez II, who also goes by Fernando Lopez, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in New York, New York.
Fernando is registered as a RR (Registered Representative) and started their career in finance in 1987. Fernando has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Fernando Lopez II's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2011 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 88 Pine Street 25th Floor, New York, NY 10005July 17, 2007 - May 2, 2011
M. R. BEAL & COMPANY
January 16, 2006 - April 18, 2007
UBS SECURITIES LLC
June 27, 1995 - January 16, 2006
UBS FINANCIAL SERVICES INC.
June 23, 1987 - October 12, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/4/2011)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
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