Edward B. Shaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Bruce Shaw, who also goes by Bruce Shaw, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1987. Edward had worked at 7 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2010 - August 6, 2014
CERTUSSECURITIES, INC.
July 25, 2007 - June 25, 2010
FIRST LEGACY SECURITIES, LLC
October 9, 2003 - December 31, 2006
THE STRATEGIC FINANCIAL ALLIANCE, INC.
October 3, 2002 - October 15, 2003
FIRST LEGACY SECURITIES, LLC
December 15, 1999 - September 4, 2002
MML INVESTORS SERVICES, LLC
October 1, 1997 - December 22, 1999
OSAIC FS, INC.
October 13, 1995 - October 1, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
July 11, 1994 - September 26, 1995
OSAIC FS, INC.
June 12, 1987 - June 21, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CERTUSSECURITIES, INC.
CRD#: 144051 / SEC#: , 8-67627
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
