Scott F. Goldman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Forrest Goldman, CFP®, who also goes by Scott F Goldman, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1987. Scott had worked at 12 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1990
Experience
March 28, 2018 - October 13, 2020
CHAMPION ADVISORY SERVICES, INC
June 13, 2016 - December 31, 2016
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
May 18, 2016 - December 31, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 25, 2010 - October 6, 2016
CHAMPION ADVISORY SERVICES, INC
January 7, 2010 - May 18, 2016
GROVE POINT INVESTMENTS, LLC
September 8, 2009 - December 31, 2009
LPL FINANCIAL LLC
September 8, 2009 - December 31, 2009
LPL FINANCIAL LLC
January 3, 2003 - September 8, 2009
WATERSTONE FINANCIAL GROUP, INC.
December 19, 2002 - September 8, 2009
WATERSTONE FINANCIAL GROUP, INC.
May 11, 1998 - December 20, 2002
FFP ADVISORY SERVICES INC
January 31, 1992 - December 20, 2002
FFP SECURITIES, INC.
November 22, 1988 - February 4, 1992
OAK BROOK SECURITIES CORP.
June 30, 1988 - November 28, 1988
MUTUAL SERVICE CORPORATION
January 25, 1988 - June 25, 1988
PW SECURITIES, INC.
June 24, 1987 - February 2, 1988
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHAMPION ADVISORY SERVICES, INC
CRD#: 152754 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
