Maxine G. Lew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maxine Gale Lew, who also goes by Maxine Lew, was a registered financial professional .
Maxine is a previously registered financial professional and started their career in finance in 1993. Maxine had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2003 - February 9, 2011
PCBB CAPITAL MARKETS, LLC
January 23, 2002 - December 31, 2017
PCBB CAPITAL MARKETS, LLC
October 1, 1998 - January 3, 2002
BANC OF AMERICA SECURITIES LLC
October 1, 1993 - October 1, 1998
BANCAMERICA SECURITIES, INC.
March 18, 1993 - October 1, 1993
BA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PCBB CAPITAL MARKETS, LLC
CRD#: 104428 / SEC#: , 8-52889
Contact information
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
