Anthony D. Roberts
Professional summary
Anthony Dean Roberts was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Anthony had worked at 3 firms, which includes U.S. SECURITIES CORPORATION OF WASHINGTON DC, INVESTORS GROUP LTD., FIRST CHESAPEAKE SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 1990 - February 21, 1996
U.S. SECURITIES CORPORATION OF WASHINGTON, DC
May 2, 1988 - June 23, 1989
INVESTORS GROUP, LTD.
March 30, 1988 - December 31, 1988
FIRST CHESAPEAKE SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
U.S. SECURITIES CORPORATION OF WASHINGTON, DC
CRD#: 25231 / SEC#: , 8-41635
Contact information
Documents
Red Flags
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