Frank W. Maynard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank William Maynard was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1987. Frank had worked at 14 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2019 - December 31, 2025
MAYNARD FINANCIAL SERVICES, LLC
February 4, 2008 - August 21, 2009
GROVE POINT INVESTMENTS, LLC
March 27, 2007 - May 29, 2008
BROOKSTONE CAPITAL MANAGEMENT LLC
August 10, 2006 - February 1, 2008
LIGHTHOUSE CAPITAL CORPORATION
August 10, 2006 - February 1, 2008
LIGHTHOUSE CAPITAL CORPORATION
February 3, 2006 - August 10, 2006
KALOS MANAGEMENT
February 2, 2006 - August 10, 2006
KALOS CAPITAL, INC.
August 20, 2004 - February 2, 2006
BROOKSTREET SECURITIES CORPORATION
May 5, 2004 - February 2, 2006
BROOKSTREET SECURITIES CORPORATION
November 5, 1999 - May 17, 2004
FIRST SECURITIES USA, INC.
June 14, 1996 - November 5, 1999
FIRST ASSOCIATED SECURITIES GROUP, INC.
December 19, 1991 - June 4, 1996
FSC SECURITIES CORPORATION
October 27, 1988 - December 21, 1991
CETERA WEALTH SERVICES, LLC
July 7, 1988 - October 31, 1988
CHRISTOPHER WEIL & COMPANY, INC
May 12, 1988 - July 13, 1988
BWS, INC.
June 23, 1987 - May 10, 1988
CAPITAL PLANNING GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAYNARD FINANCIAL SERVICES, LLC
CRD#: 141980 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 83 |
| AUM (Assets Under Management) | $ 14,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
