Frank W. Maynard
Professional summary
Frank William Maynard is a registered financial advisor currently at MAYNARD FINANCIAL SERVICES, LLC located in Sequim, Washington.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Frank has worked at 14 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frank William Maynard's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 7, 2019 - Present
MAYNARD FINANCIAL SERVICES, LLC
February 4, 2008 - August 21, 2009
GROVE POINT INVESTMENTS, LLC
March 27, 2007 - May 29, 2008
BROOKSTONE CAPITAL MANAGEMENT LLC
August 10, 2006 - February 1, 2008
LIGHTHOUSE CAPITAL CORPORATION
August 10, 2006 - February 1, 2008
LIGHTHOUSE CAPITAL CORPORATION
February 3, 2006 - August 10, 2006
KALOS MANAGEMENT
February 2, 2006 - August 10, 2006
KALOS CAPITAL, INC.
August 20, 2004 - February 2, 2006
BROOKSTREET SECURITIES CORPORATION
May 5, 2004 - February 2, 2006
BROOKSTREET SECURITIES CORPORATION
November 5, 1999 - May 17, 2004
FIRST SECURITIES USA, INC.
June 14, 1996 - November 5, 1999
FIRST ASSOCIATED SECURITIES GROUP, INC.
December 19, 1991 - June 4, 1996
FSC SECURITIES CORPORATION
October 27, 1988 - December 21, 1991
CETERA WEALTH SERVICES, LLC
July 7, 1988 - October 31, 1988
CHRISTOPHER WEIL & COMPANY, INC
May 12, 1988 - July 13, 1988
BWS, INC.
June 23, 1987 - May 10, 1988
CAPITAL PLANNING GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/7/2019)
(5/8/2019)
Exams
Current Firm
MAYNARD FINANCIAL SERVICES, LLC
CRD#: 141980 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 83 |
| AUM (Assets Under Management) | $ 14,000,000 |
Red Flags
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