Alvin M. Abe

BUCK WEALTH STRATEGIES

HONOLULU, HI 96813

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CRD#: 1681818

Professional summary

Alvin Masanori Abe, AIF® is a registered financial advisor currently at BUCK WEALTH STRATEGIES, LLC located in Honolulu, Hawaii and MADISON AVENUE SECURITIES, LLC located in Honolulu, Hawaii.

Alvin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Alvin has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) NAME: E.A. Buck Insurance DBA E.A. Buck Financial Services.; INV RELATED: YES; ADDRESS: 55 MERCHANT STREET, SUITE 2100 HONOLULU, HI 96813; NATURE: INSURANCE SALES; POSITION: LIFE AGENT; START DATE: 3/31/1984; HOURS/MONTH: 160; TRADING HOURS/MONTH: 160; DUTIES: LIFE AGENT 2.) NAME: BUCK WEALTH STRATEGIES; ADDRESS: 55 MERCHANT STREET SUITE 2100, HONOLULU, HAWAII 96813; INVESTMENT RELATED: YES; POSITION: INVESTMENT ADVISOR REPRESENTATIVE; DUTIES: REGISTERED INVESTMENT ADVISOR ENGAGED IN ASSET MANAGEMENT SERVICES; HOURS PER WEEK: 40 HOURS; START DTATE: 07/2022 3.) NAME: MADISON AVENUE SECURITIES, LLC; YES INVESTMENT RELATED; 13500 EVENING CREEK DR. N SUITE 555, SAN DIEGO, CA 92128; BROKER DEALER; REGISTERED REPRESENTATIVE; START DATE 12/2019; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; SECURITIES SALES AND SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alvin Masanori Abe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 12, 2022 - Present

BUCK WEALTH STRATEGIES, LLC

Office #1: 55 Merchant Street Suite 2100, Honolulu, HI 96813

RIA

CRD#: 322138

HONOLULU, HI

Current

December 3, 2019 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 55 Merchant Street Suite 2100, Honolulu, HI 96813

RIA

CRD#: 23224

Honolulu, HI

Past

December 7, 2019 - January 10, 2023

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

HONOLULU, HI

Past

August 2, 2011 - December 2, 2019

SPC

RIA

CRD#: 110692

HONOLULU, HI

Past

August 2, 2011 - December 2, 2019

PARKLAND SECURITIES, LLC

CRD#: 115368

HONOLULU, HI

Past

January 4, 2007 - August 11, 2011

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

HONOLULU, HI

Past

April 19, 2001 - August 11, 2011

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

HONOLULU, HI

Past

April 2, 1992 - April 20, 2001

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

December 9, 1988 - May 21, 1992

DERAND/PENNINGTON/BASS, INC.

CRD#: 4679

Past

June 16, 1987 - December 20, 1988

E. A. BUCK CO., INC.

CRD#: 8587

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/3/2019)

IAR

Colorado
(7/13/2022)

Hawaii
(12/3/2019)

IAR

Hawaii
(7/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/13/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/15/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 11/16/2006

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 9/10/1987

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 6/15/1987

Direct Participation Programs Representative Examination

SRO Registrations

FINRA

Current Firm

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

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Contact information

Main Address

4600 S. Syracuse Street Suite 650, Denver, CO 80237

Mailing Address

Phone number

(888) 210-6567

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts	3,982
AUM (Assets Under Management)	$ 565,377,646

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/03/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Alvin M. Abe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alvin Masanori Abe's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

AE WEALTH MANAGEMENT, LLC

SPC

PARKLAND SECURITIES, LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

IFG NETWORK SECURITIES, INC.

DERAND/PENNINGTON/BASS, INC.

E. A. BUCK CO., INC.

Primary Firm SEC Registration

BUCK WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/13/2006

Series 63

Date: 6/15/1987

SIE

Date: 10/1/2018

Series 62

Date: 11/16/2006

Series 6

Date: 9/10/1987

Series 22

Date: 6/15/1987

FINRA

Current Firm

BUCK WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUCK WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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