Paul K. Duffy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Kevin Duffy was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1987. Paul had worked at 9 firms and has passed the Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2004 - April 25, 2013
MARTINEZ-AYME SECURITIES
March 5, 2004 - May 14, 2004
VESTPOINT SECURITIES, INC.
April 10, 2003 - March 22, 2004
NOWTRADE, CORP.
January 17, 2002 - March 4, 2003
OLD DOMINION SECURITIES, INC.
November 14, 2000 - April 5, 2001
A. G. EDWARDS & SONS, INC.
December 9, 1999 - September 8, 2000
AMERICAN FIRST CAPITAL CORP.
June 3, 1992 - November 3, 1992
PARAGON CAPITAL MARKETS, INC.
February 13, 1990 - May 29, 1990
TEXAS SECURITIES, INC.
June 24, 1987 - February 10, 1988
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MARTINEZ-AYME SECURITIES
CRD#: 109838 / SEC#: , 8-53108
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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