Fady A. Rizk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fady A Rizk was a registered financial professional .
Fady is a previously registered financial professional and started their career in finance in 1988. Fady had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2011 - July 31, 2013
NORFOLK MARKETS, LLC
May 14, 2009 - February 18, 2011
WEEDEN & CO.L.P.
March 20, 2009 - May 8, 2009
MATRIX CAPITAL GROUP, INC.
June 1, 2007 - June 18, 2007
HASTINGS CAPITAL GROUP, LLC
October 24, 2005 - April 3, 2006
MORPHEUS SECURITIES LLC
July 1, 1998 - February 3, 2000
COWEN AND COMPANY
January 29, 1998 - July 1, 1998
FINANCIAL SQUARE PARTNERS
May 15, 1992 - January 8, 1998
NATWEST SECURITIES CORPORATION
April 10, 1991 - June 11, 1992
WYSER-PRATTE & CO., INC.
October 17, 1988 - December 31, 1990
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORFOLK MARKETS, LLC
CRD#: 103797 / SEC#: , 8-52306
Contact information
FINRA licenses (1 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
