Jeffrey A. Wolfson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Alan Wolfson, who also goes by Jeffrey A Wolfson, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1999. Jeffrey had worked at 6 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2014 - October 20, 2020
LUPO SECURITIES, LLC
March 16, 2012 - August 14, 2012
LUPO FUTURES, LLC
July 24, 2006 - August 16, 2012
LUPO SECURITIES, LLC
July 6, 2006 - April 23, 2007
HORATIO CAPITAL LLC
April 17, 2006 - February 6, 2008
HUDSON DERIVATIVES, LLC
September 1, 2000 - April 28, 2005
PAX CLEARING CORPORATION
July 31, 1999 - September 1, 2000
PAX CLEARING COMPANY LIMITED PARTNERSHIP
State Registrations and Notice Filings
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Exams
Current Firm
LUPO SECURITIES, LLC
CRD#: 43761 / SEC#: , 8-50403
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Civil Event | 1 |
Red Flags
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