Edward F. Bowman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Francis Bowman, who also goes by Edward Bowman, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1998. Edward had worked at 4 firms and has passed the Series 63, Series 65, Series 7, Series 3, Series 2, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2004 - March 12, 2012
VERITABLE LP
June 16, 2001 - April 2, 2004
PNC CAPITAL MARKETS LLC
October 21, 1999 - June 16, 2001
J.J.B. HILLIARD, W.L. LYONS, LLC
March 30, 1998 - October 13, 1999
PNC BROKERAGE CORP
March 5, 1998 - April 9, 1998
PNC CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 5/14/1987
Non-Member General Securities ExaminationCurrent Firm
VERITABLE LP
CRD#: 130758 / SEC#: 801-62911
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,674 |
| AUM (Assets Under Management) | $ 16,533,192,757 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2023 | ||
| 11/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
