Don H. Reynolds

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CRD#: 1680501

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Don Henry Reynolds was a registered financial professional .

Don is a previously registered financial professional and started their career in finance in 1987. Don had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 4, 2017 - January 7, 2019

LPS CAPITAL LLC

CRD#: 155246

NEW YORK, NY

Past

November 15, 2010 - September 6, 2017

BGC FINANCIAL, L.P.

CRD#: 19801

GARDEN CITY, NY

Past

July 5, 2005 - November 16, 2010

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

MINEOLA, NY

Past

February 26, 1997 - June 28, 2005

FIRST BROKERS SECURITIES LLC

CRD#: 27369

JERSEY CITY, NJ

Past

January 1, 1994 - February 11, 1997

CHAPDELAINE CORPORATE SECURITIES & CO

CRD#: 23741

NEW YORK, NY

Past

October 5, 1992 - November 22, 1993

HILLIARD FARBER SECURITIES CORP.

CRD#: 18504

NEW YORK, NY

Past

October 5, 1992 - November 22, 1993

DEALERWEB LLC

CRD#: 19662

JERSEY CITY, NJ

Past

February 19, 1992 - September 9, 1992

FUNDAMENTAL CORPORATE BOND BROKERS

CRD#: 28198

Past

January 20, 1992 - September 9, 1992

FUNDAMENTAL BROKERS

CRD#: 28197

Past

December 1, 1989 - January 16, 1992

INTERCAPITAL GOVERNMENT SECURITIES INC.

CRD#: 19710

NEW YORK, NY

Past

July 25, 1987 - November 2, 1989

FUNDAMENTAL BROKERS

CRD#: 19837

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 11/1/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/21/2004

General Securities Principal Examination

Current Firm

LPS CAPITAL LLC

DISCOUNT MUNICIPAL BOND CORP. | TORREY PINES WEALTH MANAGEMENT, INC. | LPS PARTNERS INC. | LPS CAPITAL LLC

CRD#: 155246 / SEC#: , 8-68706

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

600 Lexington Avenue Suite 502, New York, NY 10022

Mailing Address

600 Lexinggton Avenue Suite 502, New York, NY 10022

Phone number

(212) 441-3810

Established

California since 05/18/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (28 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
LPS PARTNERS LLC	OWNER
MEENAN, MICHAEL J	SUPERVISING PRINCIPAL	5368683
TARLETON, JOHN WILLIAM	PRESIDENT, CCO, FINOP	1631047

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Don H. Reynolds

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BGC FINANCIAL, L.P.

B. RILEY WEALTH MANAGEMENT

FIRST BROKERS SECURITIES LLC

CHAPDELAINE CORPORATE SECURITIES & CO

HILLIARD FARBER SECURITIES CORP.

DEALERWEB LLC

FUNDAMENTAL CORPORATE BOND BROKERS

FUNDAMENTAL BROKERS

INTERCAPITAL GOVERNMENT SECURITIES INC.

FUNDAMENTAL BROKERS

State Registrations and Notice Filings

Exams

Series 63

Date: 11/1/2005

SIE

Date: 10/1/2018

Series 7

Date: 4/4/1992

Series 24

Date: 1/21/2004

Current Firm

LPS CAPITAL LLC

Contact information

FINRA licenses (28 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LPS CAPITAL LLC

TRUST BUT VERIFY

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