Donald D. Patrizzo

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CRD#: 1680453

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald David Patrizzo, who also goes by Donnie Patrizzo, was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1987. Donald had worked at 9 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Donnie Patrizzo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 16, 2014 - April 28, 2016

FIRST BROKERS SECURITIES LLC

CRD#: 27369

JERSEY CITY, NJ

Past

April 18, 2014 - August 21, 2014

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

NEW YORK, NY

Past

January 22, 2013 - September 17, 2013

DEALERWEB LLC

CRD#: 19662

JERSEY CITY, NJ

Past

March 19, 2012 - November 16, 2012

BGC FINANCIAL, L.P.

CRD#: 19801

NEW YORK, NY

Past

March 27, 1997 - February 8, 2012

TRADITION SECURITIES AND DERIVATIVES LLC

CRD#: 28269

NEW YORK, NY

Past

June 27, 1994 - February 3, 1997

GUGGENHEIM INVESTOR SERVICES, LLC

CRD#: 30096

NEW YORK, NY

Past

November 1, 1993 - May 11, 1994

ICAP SECURITIES USA LLC

CRD#: 19739

NEW YORK, NY

Past

September 17, 1990 - September 21, 1993

DEALERWEB LLC

CRD#: 19662

JERSEY CITY, NJ

Past

July 19, 1988 - July 17, 1990

CHAPDELAINE & CO. GOVERNMENT SECURITIES, INC.

CRD#: 19729

Past

July 25, 1987 - April 13, 1988

FUNDAMENTAL BROKERS

CRD#: 19837

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/24/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/28/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/5/1994

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/29/1992

General Securities Representative Examination

Current Firm

FIRST BROKERS SECURITIES LLC

FIRST BROKERS SECURITIES LLC | JUPITER SECURITIES, A DIVISION OF FIRST BROKERS SECURITIES LLC | FIRST BROKERS SECURITIES, INC.

CRD#: 27369 / SEC#: , 8-43035

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311

Mailing Address

Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311

Phone number

(212) 513-4444

Established

Delaware since 11/19/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (7 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
AO-FIRST BROKERS, LLC	MEMBER
ICAP GLOBAL BROKING INC.	MEMBER
BERNARDO, SHAWN FRANCIS	DIRECTOR	2513376
DOWER, ROBERT HAROLD	DIRECTOR, CFO	1540678
GURKOVIC, CHRISTOPHER EMERICK	COO/CCO	2978797
OKEEFE, ANDREW JOHN	DIRECTOR, PRESIDENT AND CEO	1042045
SOLDIVIERO, LUCIANO MICHAEL	DIRECTOR	2487532

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Donald D. Patrizzo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

B. RILEY WEALTH MANAGEMENT

DEALERWEB LLC

BGC FINANCIAL, L.P.

TRADITION SECURITIES AND DERIVATIVES LLC

GUGGENHEIM INVESTOR SERVICES, LLC

ICAP SECURITIES USA LLC

DEALERWEB LLC

CHAPDELAINE & CO. GOVERNMENT SECURITIES, INC.

FUNDAMENTAL BROKERS

State Registrations and Notice Filings

Exams

Series 63

Date: 6/24/1997

SIE

Date: 4/28/2016

Series 3

Date: 12/5/1994

Series 7

Date: 8/29/1992

Current Firm

FIRST BROKERS SECURITIES LLC

Contact information

FINRA licenses (7 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIRST BROKERS SECURITIES LLC

TRUST BUT VERIFY

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