Thomas J. Kinnally
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas James Kinnally was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1987. Thomas had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2003 - October 30, 2008
MORGAN STANLEY MARKET PRODUCTS INC.
March 24, 2003 - October 10, 2019
MORGAN STANLEY & CO. LLC
February 28, 2002 - March 19, 2003
ICAP SECURITIES USA LLC
June 29, 2000 - January 25, 2002
ICAP SECURITIES USA LLC
March 15, 2000 - June 13, 2000
ICAP SECURITIES USA LLC
December 14, 1999 - October 26, 2000
INTERCAPITAL INTERNATIONAL INC.
February 10, 1997 - December 8, 1999
CANTOR FITZGERALD SECURITIES
July 25, 1990 - February 4, 1997
BGC FINANCIAL, L.P.
July 25, 1987 - September 16, 1987
FUNDAMENTAL BROKERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY MARKET PRODUCTS INC.
CRD#: 19794 / SEC#: , 8-37795
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY | BENEFICIAL OWNER | |
| DAFFRON, STEPHEN | CHIEF OPERATIONS OFFICER | 3219009 |
| DAURIA, JOSEPH RICHARD | VICE PRESIDENT | 2264916 |
| FANNING, JANE E | DIRECTOR AND VICE PRESIDENT | 4851381 |
| FEARON, CHARMAINE ROBERTA | VICE PRESIDENT | 4563789 |
| LALANDE, YANN JOSEPH | VICE PRESIDENT | 4219648 |
| LOCOSA, LAURA E | VICE PRESIDENT | 1349591 |
| MOORE, DAVID NEIL | DIRECTOR AND PRESIDENT | 2408228 |
| NAFTZGER, STEVEN THOMAS | VICE PRESIDENT | 4285833 |
| PALLADINO, LOUIS ANGELO | VICE PRESIDENT | 2630899 |
| PLATEL, SIMON NICHOLAS | VICE PRESIDENT | 4857171 |
| PRATA, BERNARDO E | VICE PRESIDENT | 2185678 |
| RICHTER, ROSEANNE NANCY | CHIEF COMPLIANCE OFFICER | 1771193 |
| SANDBERG, BRUCE R | VICE PRESIDENT | 1827143 |
| TANNENBAUM, ELLIOT IRA | VICE PRESIDENT | 4705433 |
| TEICHHOLTZ, COLIN H | DIRECTOR AND VICE PRESIDENT | 2269575 |
Red Flags
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