John J. Morin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Morin JR, who also goes by Snapper Morin Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 8 firms and has passed the Series 63 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2017 - April 30, 2020
LPS CAPITAL LLC
June 15, 2015 - May 2, 2017
BURKE & QUICK PARTNERS LLC
September 8, 2014 - January 22, 2015
TULLETT PREBON FINANCIAL SERVICES LLC
September 3, 2003 - May 28, 2014
TRADITION SECURITIES AND DERIVATIVES LLC
July 24, 2002 - June 10, 2003
BGC FINANCIAL, L.P.
February 12, 1990 - November 29, 2000
TULLETT LIBERTY BROKERAGE INC.
July 28, 1989 - January 16, 1990
BCA SECURITIES, L.P.
July 25, 1987 - September 1, 1989
FUNDAMENTAL BROKERS
State Registrations and Notice Filings
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Exams
Current Firm
LPS CAPITAL LLC
CRD#: 155246 / SEC#: , 8-68706
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
