Thomas J. Mondello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Joseph Mondello, who also goes by Square Mondello, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1987. Thomas had worked at 16 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2018 - February 20, 2019
WHITAKER SECURITIES LLC
April 30, 2009 - August 8, 2018
SECUREVEST FINANCIAL GROUP
July 22, 2005 - May 1, 2009
PAR5 CAPITAL & CO LLC
February 21, 2002 - July 22, 2005
TRADITION SECURITIES AND DERIVATIVES LLC
April 14, 2000 - February 21, 2002
SEABOARD SECURITIES, INC.
June 30, 1999 - February 18, 2000
SEIDEL & CO., LLC
August 14, 1997 - December 18, 1997
PARAGON CAPITAL MARKETS, INC.
April 29, 1997 - September 30, 1997
LT LAWRENCE & CO., INC.
November 12, 1996 - May 8, 1997
CONTINENTAL BROKER-DEALER CORP.
April 23, 1996 - November 27, 1996
EURO-ATLANTIC SECURITIES INC.
May 8, 1995 - April 24, 1996
KENSINGTON WELLS INCORPORATED
September 20, 1993 - May 9, 1995
TULLETT & TOKYO SECURITIES, INC.
October 24, 1990 - August 20, 1993
TULLETT LIBERTY BROKERAGE INC.
January 11, 1990 - November 6, 1990
CHAPDELAINE & CO. GOVERNMENT SECURITIES, INC.
July 28, 1989 - January 16, 1990
BCA SECURITIES, L.P.
September 1, 1987 - August 23, 1989
FUNDAMENTAL BROKERS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WHITAKER SECURITIES LLC
CRD#: 121465 / SEC#: , 8-65419
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NICOSIA, ROSALIE MARGARET | CHIEF COMPLIANCE OFFICER, CRCP | 4239124 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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