Charles T. Veneziano
Professional summary
Charles Thomas Veneziano is a registered financial professional currently at BGC FINANCIAL, L.P. located in New York, New York and GFI SECURITIES LLC located in New York, New York.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1987. Charles has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Thomas Veneziano's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2009 - Present
BGC FINANCIAL, L.P.
Office #1: 55 Water Street 10th Floor, New York, NY 10004Office #2: 331 Newman Springs Rd Building 3, Red Bank, NJ 07701March 24, 2021 - Present
GFI SECURITIES LLC
Office #1: 55 Water Street 10th Floor, New York, NY 10041Office #2: 331 Newman Springs Road Building 3, Redbank, NJ 07701July 6, 2023 - December 5, 2023
FMX EXECUTION, LLC
September 2, 2009 - October 26, 2009
TULLETT PREBON FINANCIAL SERVICES LLC
January 7, 2008 - October 26, 2009
PREBON FINANCIAL PRODUCTS INC.
February 28, 1991 - April 9, 1991
FUNDAMENTAL BROKERS
May 11, 1990 - February 28, 1991
FUNDAMENTAL BROKERS
July 25, 1987 - February 15, 1990
FUNDAMENTAL BROKERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/28/2021)
(2/10/2025)
(10/7/2009)
(5/18/2010)
(5/20/2010)
Exams
Cboe BZX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
GFI SECURITIES LLC
CRD#: 19982 / SEC#: , 8-43548
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GFINET INC. | SOLE MEMBER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | PRINCIPAL | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICER | 5612726 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 30 |
Red Flags
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