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Jeffery E. Schaff

ARDOR INVESTMENT MANAGEMENT CONSULTING
Northfield, IL 60093
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CRD#: 1680051
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Professional summary


Jeffery Edward Schaff is a registered financial advisor currently at ARDOR INVESTMENT MANAGEMENT CONSULTING located in Northfield, Illinois.

Jeffery is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Jeffery has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 6, Series 53, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JEFFERY EDWARD SCHAFF, REGISTERED REPRESENTATIVE (SOLE PROP.), ARDOR FINANCIAL GROUP (CO-OWNER)

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Jeffery Edward Schaff's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 24, 1998 - Present

ARDOR INVESTMENT MANAGEMENT CONSULTING

Office #1: One Northfield Plaza Suite 300, Northfield, IL 60093
RIA
CRD#: 123206
Northfield, IL
Past

July 24, 1998 - December 31, 2024

ARDOR INVESTMENT MANAGEMENT CONSULTING

RIA
CRD#: 123206
NORTHFIELD, IL
Past

January 14, 1998 - February 14, 2000

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA
Past

July 25, 1995 - December 17, 1997

AMERICAN INVESTMENT SERVICES, INC.

BD
CRD#: 21111
OKLAHOMA CITY, OK
Past

November 24, 1990 - July 27, 1995

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Past

March 20, 1990 - November 29, 1990

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691
DENVER, CO
Past

June 8, 1987 - January 18, 1989

WADDELL & REED

BD
CRD#: 866

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(7/24/1998)

Exams


State Security Law Exam
IAR
Series 65
Date: 1/29/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


AI
ARDOR INVESTMENT MANAGEMENT CONSULTING
ARDOR INVESTMENT MANAGEMENT CONSULTING | ARDOR INVESTMENT MANAGEMENT CONSULTING, LTD.

CRD#: 123206 / SEC#:

Illinois
Registered Investment Advisory firm - (7/24/1996 Approved)
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Contact information


Main Address
One Northfield Plaza Suite 300, Northfield, IL 60093
Mailing Address
Phone number
(847) 441-3228
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts9
AUM (Assets Under Management)$ 1,925,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARDOR INVESTMENT MANAGEMENT CONSULTING

CRD#: 123206Northfield, IL 60093

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