Gregory Barton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Barton, who also goes by Greg Barton, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2006. Gregory had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2012 - May 30, 2013
SPEEDTRADER, INC
July 6, 2011 - July 10, 2012
AEGIS CAPITAL CORP.
July 1, 2008 - December 31, 2010
NWT FINANCIAL GROUP, LLC
January 24, 2007 - June 30, 2008
MAXIMUM FINANCIAL INVESTMENT GROUP, INC.
October 27, 2006 - January 18, 2007
GREAT EASTERN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPEEDTRADER, INC
CRD#: 107403 / SEC#: , 8-53035
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 21 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
