Kevin P. Woods
Professional summary
Kevin Patrick Woods is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1987. Kevin has worked at 3 firms and has passed the Series 63, Series 57TO, Series 72, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Patrick Woods's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008May 7, 2002 - June 30, 2023
ICAP SECURITIES USA LLC
December 21, 2001 - April 26, 2002
GGET, LLC.
January 4, 2001 - January 4, 2002
TP ICAP GLOBAL MARKETS AMERICAS LLC
July 25, 1987 - June 21, 2001
ICAP SECURITIES USA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2023)
(6/30/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 55
Date: 7/21/2001
Limited Representative-Equity Trader ExamFINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
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