Gino Ferretti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gino Ferretti, who also goes by Gino U Ferretti, Gino Ferretti, was a registered financial professional .
Gino is a previously registered financial professional and started their career in finance in 1987. Gino had worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2020 - May 13, 2020
DINOSAUR FINANCIAL GROUP, L.L.C
October 2, 2019 - November 18, 2019
NYLIFE SECURITIES LLC
June 26, 2018 - April 12, 2019
WHITAKER SECURITIES LLC
May 31, 2017 - June 29, 2018
LEK SECURITIES CORPORATION
January 9, 2015 - June 1, 2017
DINOSAUR FINANCIAL GROUP, L.L.C
May 20, 2013 - January 5, 2015
SEIDEL & CO., LLC
January 22, 2009 - January 25, 2013
TP ICAP GLOBAL MARKETS AMERICAS LLC
October 5, 2006 - February 5, 2007
CREDITEX GROUP, INC.
October 5, 2006 - December 15, 2008
ICE BONDS SECURITIES CORPORATION
February 17, 2004 - October 2, 2006
TULLETT PREBON FINANCIAL SERVICES LLC
April 2, 2001 - February 17, 2004
METROPOLITAN LIFE INSURANCE COMPANY
April 2, 2001 - February 17, 2004
MSI FINANCIAL SERVICES, INC.
August 3, 1990 - March 29, 2001
MINT BROKERS
December 5, 1989 - August 3, 1990
FUNDAMENTAL BROKERS INTERNATIONAL INC.
July 25, 1987 - December 24, 1990
FUNDAMENTAL BROKERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/14/1990
Corporate Securities Limited Representative ExaminationCurrent Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
