WK
William D. Katzelis
VISION INVESTMENT ADVISORS
Fallbrook, CA
Some features on this profile are disabled
CRD#: 1679455
WK
Professional summary
William Dean Katzelis, who also goes by William Katzelis, Dean Katzelis, is a registered financial advisor currently at VISION INVESTMENT ADVISORS, LLC located in Fallbrook, California.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. William has worked at 3 firms and has passed the Series 65, Series 3 and Series 30 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William Katzelis | Dean Katzelis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Powercore Management LLC; Associated Person; Investment related: Yes; Location: 4349 Fallsbrae Road Fallbrook CA 92028; Start date: 2021-08-16; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 2. Branch Office Manager; High Ridge Futures LLC; Is the business investment related: Yes; Location of the business: 4349 Fallsbrae Road Fallbrook CA 92028 United States; Responsibilities Duties: Branch Manager-I operate my branch office-Service Clients; Start date with business: 2017-09-25; Hours per month devoted to business during trading hours: 20; Hours per month devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 5;
CRS (Client Relationship Summary) - RIA
Click below to view William Dean Katzelis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 12, 2025 - Present
VISION INVESTMENT ADVISORS, LLC
RIA
CRD#: 109621
Fallbrook, CA
Past
December 20, 2024 - March 28, 2025
DIVERGENT CAPITAL ASSET MANAGEMENT LLC
RIA
CRD#: 324549
Fallbrook, CA
Past
October 12, 2022 - January 9, 2025
CLARITY CAPITAL PARTNERS
RIA
CRD#: 129898
NEWPORT BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VISION INVESTMENT ADVISORS, LLC
VISION BROKERAGE SERVICES | VISION INVESTMENT ADVISORS, LLC | VISION FINANCIAL MARKETS LLC
CRD#: 109621 / SEC#: 801-57975
RIA
Registered Investment Advisory firm - (9/22/2000 Approved)California
Registered Investment Advisory firm - (11/11/2015 Terminated)Connecticut
Registered Investment Advisory firm - (10/13/2015 Terminated)Florida
Registered Investment Advisory firm - (10/12/2015 Terminated)Illinois
Registered Investment Advisory firm - (10/15/2015 Terminated)Michigan
Registered Investment Advisory firm - (10/26/2015 Terminated)Nebraska
Registered Investment Advisory firm - (10/12/2015 Terminated)New Jersey
Registered Investment Advisory firm - (10/29/2015 Terminated)New York
Registered Investment Advisory firm - (10/12/2015 Terminated)South Dakota
Registered Investment Advisory firm - (12/31/2015 Terminated)Tennessee
Registered Investment Advisory firm - (10/16/2015 Terminated)Texas
Registered Investment Advisory firm - (10/12/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/12/2025)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
VI
VISION INVESTMENT ADVISORS, LLC
VISION BROKERAGE SERVICES | VISION INVESTMENT ADVISORS, LLC | VISION FINANCIAL MARKETS LLC
CRD#: 109621 / SEC#: 801-57975
RIA
Registered Investment Advisory firm - (9/22/2000 Approved)California
Registered Investment Advisory firm - (11/11/2015 Terminated)Connecticut
Registered Investment Advisory firm - (10/13/2015 Terminated)Florida
Registered Investment Advisory firm - (10/12/2015 Terminated)Illinois
Registered Investment Advisory firm - (10/15/2015 Terminated)Michigan
Registered Investment Advisory firm - (10/26/2015 Terminated)Nebraska
Registered Investment Advisory firm - (10/12/2015 Terminated)New Jersey
Registered Investment Advisory firm - (10/29/2015 Terminated)New York
Registered Investment Advisory firm - (10/12/2015 Terminated)South Dakota
Registered Investment Advisory firm - (12/31/2015 Terminated)Tennessee
Registered Investment Advisory firm - (10/16/2015 Terminated)Texas
Registered Investment Advisory firm - (10/12/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1010 Washington Blvd Suite 300, Stamford, CT 06901
Mailing Address
Phone number
(203) 388-2700
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 98 |
| AUM (Assets Under Management) | $ 117,879,479 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/24/2023 | ||
| 11/28/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
