Eugene W. Novitski

INVESTMENT ADVISOR GROUP

Saint Augustine, FL

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CRD#: 1679236

Professional summary

Eugene William Novitski, CFP® is a registered financial advisor currently at INVESTMENT ADVISOR GROUP located in Saint Augustine, Florida.

Eugene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Eugene has worked at 6 firms and has passed the Series 63, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene William Novitski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

February 18, 2021 - Present

INVESTMENT ADVISOR GROUP

RIA

CRD#: 312448

Saint Augustine, FL

Past

April 21, 2015 - February 26, 2021

KEELER & CO., LLC

RIA

CRD#: 125185

BELLE MEAD, NJ

Past

March 27, 1995 - August 18, 1998

INVESTMENT ADVISORS & CONSULTANTS, INC.

CRD#: 7996

WEST LONG BRANCH, NJ

Past

October 3, 1994 - February 23, 1995

MERIDIAN, DUNHILL & CO., INC.

CRD#: 15294

Past

February 9, 1989 - October 3, 1994

DUNHILL EQUITIES, INC.

CRD#: 21822

GARDEN CITY, NY

Past

September 8, 1987 - February 11, 1989

TEICHBERG SECURITIES INC.

CRD#: 17888

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT ADVISOR GROUP

CRD#: 312448 / SEC#: 801-120292

RIA

Registered Investment Advisory firm - (2/8/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/7/2021)

IAR

New Jersey
(2/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/16/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/23/1987

Registered Options Principal Examination

Current Firm

INVESTMENT ADVISOR GROUP

CRD#: 312448 / SEC#: 801-120292

RIA

Registered Investment Advisory firm - (2/8/2021 Approved)

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Contact information

Main Address

Hancock, NY

Mailing Address

Po Box 568, Hancock, NY 13783

Phone number

(607) 930-4338

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FROM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	259
AUM (Assets Under Management)	$ 72,280,174

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Eugene W. Novitski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene William Novitski's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEELER & CO., LLC

INVESTMENT ADVISORS & CONSULTANTS, INC.

MERIDIAN, DUNHILL & CO., INC.

DUNHILL EQUITIES, INC.

TEICHBERG SECURITIES INC.

Primary Firm SEC Registration

INVESTMENT ADVISOR GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 10/16/1987

Series 7

Date: 8/15/1987

Series 4

Date: 11/23/1987

Current Firm

INVESTMENT ADVISOR GROUP

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT ADVISOR GROUP

TRUST BUT VERIFY

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