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Robert Alfred Hering

CRD# 1679030·Registered 1990 - 2016
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Alfred Hering was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1990 - 2016. Robert had worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

COGENT ALTERNATIVE STRATEGIES, INC.·CRD# 103756
BD
Palm Beach Gardens, FL
March 3, 2005 - January 4, 2016
NEW COVENANT FUNDS DISTRIBUTOR, INC.·CRD# 37465
BD
Jeffersonville, IN
December 21, 1995 - January 28, 1997
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION·CRD# 37466
BD
Pittsburgh, PA
December 21, 1995 - January 31, 1997
STI CLASSIC FUND SERVICES, INC·CRD# 35746
BD
Boston, MA
July 14, 1994 - January 28, 1997
EVERGREEN DISTRIBUTOR, INC.·CRD# 35773
BD
Boston, MA
July 13, 1994 - January 31, 1997
MGI FUNDS DISTRIBUTORS, LLC·CRD# 35682
BD
Portland, ME
May 10, 1994 - January 28, 1997
FUNDS IV DISTRIBUTOR, INC.·CRD# 35683
BD
New York, NY
May 4, 1994 - April 17, 1997
PACIFICA FUNDS DISTRIBUTOR, INC.·CRD# 28037
BD
New York, NY
March 1, 1993 - November 12, 1998
FORESIDE INVESTMENT SERVICES, LLC·CRD# 30016
BD
Portland, ME
September 14, 1992 - January 28, 1997
CITI DISTRIBUTION SERVICES, INC.·CRD# 29244
BD
Boston, MA
September 14, 1992 - January 28, 1997
HANOVER FUNDS DISTRIBUTOR, INC.·CRD# 30331
BD
New York, NY
September 14, 1992 - April 17, 1997
FS FUNDS DISTRIBUTOR, INC.·CRD# 28036
BD
New York, NY
September 14, 1992 - April 17, 1997
ABN AMRO SECURITIES LLC·CRD# 6540
BD
New York, NY
January 19, 1990 - January 27, 1997

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Current Firm

CA
COGENT ALTERNATIVE STRATEGIES, INC.

COGENT ALTERNATIVE STRATEGIES, INC.

CRD#: 103756 / SEC#: 8-52266
BD
Terminated by SEC on 12/30/2024

Contact Information

Established

Delaware since 05/06/1999

Firm Type

Other Types of Legal Formation

Fiscal Year End

March

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
BEIGEL, GLEN ALANPRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, GENERAL SECURITIES PRINCIPAL AND SHAREHOLDER1389450
BEIGEL, JUDITH DANAASSISTANT TO THE PRESIDENT7263095
SILVESTRO, MICHELEFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER6960939

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2005About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2012About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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