Robert P. Shigley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Paul Shigley, who also goes by Bob Paul Shigley, Robert Paul Fredrick Shigley, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 22 firms and has passed the Series 63, Series 66, SIE, Series 62, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2019 - August 6, 2020
BSG ADVISERS
November 30, 2018 - June 10, 2019
FISCAL WISDOM WEALTH MANAGEMENT LLC
January 8, 2018 - October 29, 2018
BEACON GLOBAL ADVISOR NETWORK, LLC
September 19, 2016 - May 31, 2017
PRUCO SECURITIES, LLC.
January 8, 2016 - May 31, 2017
PRUCO SECURITIES, LLC.
September 19, 2014 - January 21, 2016
MML INVESTORS SERVICES, LLC
May 15, 2014 - January 21, 2016
MML INVESTORS SERVICES, LLC
June 8, 2009 - December 21, 2009
MWA FINANCIAL SERVICES INC.
December 16, 2008 - June 15, 2009
EQUITABLE ADVISORS, LLC
December 16, 2008 - June 15, 2009
EQUITABLE ADVISORS, LLC
July 25, 2008 - January 8, 2009
LPL FINANCIAL LLC
July 25, 2008 - January 8, 2009
LPL FINANCIAL LLC
April 17, 2008 - July 28, 2008
SUNSET FINANCIAL SERVICES, INC.
May 23, 2007 - July 28, 2008
SUNSET FINANCIAL SERVICES, INC.
September 19, 2006 - May 7, 2007
NYLIFE SECURITIES LLC
March 27, 2006 - July 13, 2006
PARK AVENUE SECURITIES LLC
June 13, 2005 - July 13, 2006
PARK AVENUE SECURITIES LLC
January 11, 2005 - May 11, 2005
MML INVESTORS SERVICES, LLC
October 28, 2004 - January 19, 2005
OSAIC FS, INC.
January 21, 2004 - September 29, 2004
SIGNATOR INVESTORS, INC.
July 16, 2003 - August 26, 2003
NATIONWIDE SECURITIES, LLC
February 3, 2003 - June 23, 2003
METROPOLITAN LIFE INSURANCE COMPANY
February 3, 2003 - June 23, 2003
MSI FINANCIAL SERVICES, INC.
July 25, 2002 - January 21, 2003
JBS LIBERTY SECURITIES, INC.
March 19, 2001 - July 2, 2002
NEW ENGLAND SECURITIES
December 7, 1999 - March 27, 2001
ALLSTATE FINANCIAL SERVICES, LLC
March 28, 1997 - May 21, 1998
PRINCIPAL SECURITIES, INC.
November 9, 1995 - December 31, 1996
ARAGON FINANCIAL SERVICES, INC.
October 20, 1993 - December 3, 1993
PRUCO SECURITIES, LLC.
November 18, 1992 - August 19, 1993
PRUCO SECURITIES, LLC.
March 5, 1991 - March 28, 1991
MML INVESTORS SERVICES, LLC
July 5, 1989 - February 21, 1991
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
May 27, 1987 - February 21, 1991
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/27/2015
Corporate Securities Limited Representative ExaminationCurrent Firm
BSG ADVISERS
CRD#: 297243 / SEC#: 801-134480
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 682 |
| AUM (Assets Under Management) | $ 114,989,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
