Richard M. Atkinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Michael Atkinson, who also goes by Rick Atkinson, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1987. Richard had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2012 - November 6, 2012
CABOT LODGE SECURITIES LLC
November 13, 2006 - September 13, 2012
NYLIFE SECURITIES LLC
July 23, 2003 - October 6, 2006
ESSEX NATIONAL SECURITIES, LLC
June 20, 2002 - April 16, 2003
CITICORP INVESTMENT SERVICES
July 14, 1999 - June 14, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 2, 1997 - July 2, 1999
TULLETT LIBERTY BROKERAGE INC.
August 8, 1996 - April 8, 1997
CHAPDELAINE CORPORATE SECURITIES & CO
July 25, 1994 - August 1, 1996
TULLETT & TOKYO SECURITIES, INC.
August 27, 1990 - May 9, 1994
INTERCAPITAL GOVERNMENT SECURITIES INC.
July 27, 1987 - July 30, 1990
ICAP SECURITIES USA LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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