Marvin K. Hardiman
PNC WEALTH MANAGEMENT LLC | VP, Branch Leader
ELKHART, IN 46514
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CRD#: 1678703
Professional summary
Marvin Keith Hardiman, who also goes by Marvin Keith Hardiman, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Elkhart, Indiana.
Marvin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Marvin has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.
Biography
As the leader of the South Bend office, I ensure every planning conversation is conducted to a high standard, always putting client needs first. I develop a local market strategy by partnering with businesses and cultivating community relationships. Most importantly, I recruit, hire and retain the excellent financial service professionals who provide superior service to our clients.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marvin Keith Hardiman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Marvin Keith Hardiman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marvin Keith Hardiman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Butler University
None - Political Science
Experience
Current
January 7, 2026 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 145 County Road 6 W, Elkhart, IN 46514Office #2: 6940 N Main St., Granger, IN 46530Office #3: 350 North Bittersweet Road, Mishawaka, IN 46544RIA
BD
CRD#: 129052
ELKHART, IN
Current
January 20, 2026 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 145 County Road 6 W, Elkhart, IN 46514Office #2: 6940 N Main St., Granger, IN 46530Office #3: 350 North Bittersweet Road, Mishawaka, IN 46544RIA
BD
CRD#: 129052
ELKHART, IN
Past
July 2, 2019 - September 16, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SOUTH BEND, IN
Past
June 25, 2019 - September 16, 2024
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SOUTH BEND, IN
Past
January 29, 2018 - June 3, 2019
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
BELLEVUE, WA
Past
January 17, 2018 - June 3, 2019
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
BELLEVUE, WA
Past
June 5, 2015 - August 4, 2017
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
LYNNWOOD, WA
Past
January 26, 1990 - August 4, 2017
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
LYNNWOOD, WA
Past
June 28, 1989 - September 6, 1989
INVESTORS GROUP, LTD.
BD
CRD#: 18187
Past
September 24, 1987 - February 10, 1988
BLINDER, ROBINSON & CO., INC.
BD
CRD#: 5096
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PNC WEALTH MANAGEMENT LLC
PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
RIA
Registered Investment Advisory firm - SEC (9/17/2003 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Indiana(1/7/2026)
RR
Indiana(1/20/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 9/9/1994
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
PW
PNC WEALTH MANAGEMENT LLC
PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
RIA
Registered Investment Advisory firm - SEC (9/17/2003 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
300 Fifth Avenue 26th Floor, Pittsburgh, PA 15222-2722
Mailing Address
1900 E. 9th Street 17th Floor, Cleveland, OH 44114
Phone number
(800) 762-6111
Established
Delaware since 09/17/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,585
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/08/2026 | ||
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PNC WEALTH MANAGEMENT LLC
VP, Branch LeaderCRD#: 129052Elkhart, IN 46514TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
