Richard Vandernoord

VAN DER NOORD FINANCIAL ADVISORS

GREER, SC 29650

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CRD#: 1678571

Professional summary

Richard Vandernoord, CFP®, who also goes by Richard Van Der Noord, Rick Vandernoord, is a registered financial advisor currently at VAN DER NOORD FINANCIAL ADVISORS, INC. located in Greer, South Carolina.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Richard has worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Biography

Honor Graduate from North Georgia Military College with a BBA in Finance
	Listed as one of the inaugural Certified Financial Planning professionals in the US
	Was named by the Registry of Financial Planning Practitioners as having one of the top financial plans in the Nation
	Author of a financial planning case study used by Universities in thier financial planning cirriculum

Question & Answer

What are your service offerings?

Social Security Planning

Retirement Planning

Retirement Income Management

Estate Planning

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

Baby Boomers

Retirement Planning & Distribu...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Richard Van Der Noord | Rick Vandernoord

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Vandernoord's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

September 7, 2005 - Present

VAN DER NOORD FINANCIAL ADVISORS, INC.

Office #1: The Village At Thornblade 420 The Parkway, Suite G2, Greer, SC 29650

RIA

CRD#: 135556

GREER, SC

Past

February 25, 2013 - November 1, 2018

THF ADVISORS, LLC

RIA

CRD#: 165997

GREENVILLE, SC

Past

October 20, 2009 - November 4, 2013

TRIAD ADVISORS LLC

CRD#: 25803

GREER, SC

Past

April 15, 2002 - September 7, 2005

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

GREER, SC

Past

June 1, 1998 - October 28, 2009

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

GREER, SC

Past

July 31, 1997 - June 1, 1998

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

February 21, 1995 - July 31, 1997

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

July 15, 1991 - February 21, 1995

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

November 1, 1988 - July 18, 1991

KAVANAUGH SECURITIES, INC.

CRD#: 10606

DALLAS, TX

Past

June 27, 1988 - October 11, 1988

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Past

September 11, 1987 - December 31, 1987

SOURCE SECURITIES, INC.

CRD#: 8026

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VAN DER NOORD FINANCIAL ADVISORS, INC.

SP INVESTMENT PLANNERS | VAN DER NOORD FINANCIAL ADVISORS, INC.

CRD#: 135556 / SEC#: 801-120664

RIA

Registered Investment Advisory firm - (3/31/2021 Approved)

Georgia

Registered Investment Advisory firm - (4/21/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (4/6/2021 Terminated)

South Carolina

Registered Investment Advisory firm - (4/6/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/6/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(9/7/2005)

IAR

Texas
(4/9/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/6/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/12/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/25/1997

General Securities Principal Examination

Current Firm

VAN DER NOORD FINANCIAL ADVISORS, INC.

SP INVESTMENT PLANNERS | VAN DER NOORD FINANCIAL ADVISORS, INC.

CRD#: 135556 / SEC#: 801-120664

RIA

Registered Investment Advisory firm - (3/31/2021 Approved)

Georgia

Registered Investment Advisory firm - (4/21/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (4/6/2021 Terminated)

South Carolina

Registered Investment Advisory firm - (4/6/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/6/2021 Terminated)

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Contact information

Main Address

The Village At Thornblade 420 The Parkway, Suite G2, Greer, SC 29650

Mailing Address

Phone number

(864) 801-1977

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VAN DER NOORD FINANCIAL ADV 2A BROCHURE (1/22/2025)

Regulatory assets under management

Total Number of Accounts	363
AUM (Assets Under Management)	$ 133,823,592

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Richard Vandernoord

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Vandernoord's CRS (Customer Relationship Summary).

Certified licenses

Experience

THF ADVISORS, LLC

TRIAD ADVISORS LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

ADVANTAGE CAPITAL CORPORATION

OSAIC FS, INC.

INVEST FINANCIAL CORPORATION

KAVANAUGH SECURITIES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

SOURCE SECURITIES, INC.

Primary Firm SEC Registration

VAN DER NOORD FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/6/1995

Series 63

Date: 7/12/1988

Series 7

Date: 6/20/1987

Series 24

Date: 7/25/1997

Current Firm

VAN DER NOORD FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VAN DER NOORD FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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