Sheryl Diane Rados

NWF ADVISORY SERVICES | Financial Advisor

NEWPORT BEACH, CA 92663

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CRD#: 1678536

Professional summary

Sheryl Diane Rados, who also goes by Sheryl Diane Manos, Sheryl Rados Manos, Sheryl Diane Rados, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Newport Beach, California and OSAIC WEALTH, INC. located in Newport Beach, California.

Sheryl Diane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Sheryl Diane has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sheryl Diane Manos | Sheryl Rados Manos | Sheryl Diane Rados

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NWF ADVISORY; POSITION: IAR NATURE: Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/03/2015 ADDRESS: 11835 W. Olympic Blvd., Suite 1150E, Los Angeles CA 90064 DESCRIPTION: Providing investment advisory duties 2) LIFE INSURANCE POSITION: Advisor NATURE: Insurance sales, but I haven't sold any insurance for years. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/10/2005 ADDRESS: 2901 W. Coast Hwy, Suite 200, Newport Beach CA 92663, United States DESCRIPTION: None 3) ALEXANDER S. RADOS FAMILY PARTNERSHIP L.P. POSITION: 0.10% General Partner, 50% Limited Partner NATURE: Family Limited Partnership - Real Estate Holdings INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2006 ADDRESS: 2002 E. McFadden Ave., Santa Ana CA 92705, United States DESCRIPTION: Not involved

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheryl Diane Rados's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2015 - Present

NWF ADVISORY SERVICES INC

Office #1: 2901 West Coast Hwy Ste 200, Newport Beach, CA 92663

RIA

CRD#: 110410

NEWPORT BEACH, CA

Current

March 10, 2015 - Present

OSAIC WEALTH, INC.

Office #1: 2901 West Coast Hwy Suite 200, Newport Beach, CA 92663

RIA

CRD#: 23131

Newport Beach, CA

Past

July 11, 2011 - July 31, 2015

FIRST MIDWEST SECURITIES, INC.

RIA

CRD#: 21786

NEWPORT BEACH, CA

Past

July 11, 2011 - July 1, 2015

FIRST MIDWEST SECURITIES, INC.

CRD#: 21786

NEWPORT BEACH, CA

Past

January 20, 2010 - July 14, 2011

CROWELL, WEEDON & CO.

RIA

CRD#: 193

NEWPORT BEACH, CA

Past

January 19, 2010 - July 14, 2011

CROWELL, WEEDON & CO.

CRD#: 193

NEWPORT BEACH, CA

Past

June 1, 2009 - January 27, 2010

MORGAN STANLEY

RIA

CRD#: 149777

IRVINE, CA

Past

June 1, 2009 - January 27, 2010

MORGAN STANLEY

CRD#: 149777

IRVINE, CA

Past

July 8, 1997 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

IRVINE, CA

Past

July 31, 1993 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

IRVINE, CA

Past

May 21, 1987 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/10/2015)

IAR

California
(7/3/2015)

New York
(3/10/2015)

Texas
(4/24/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/2/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/11/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

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Contact information

Main Address

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064

Mailing Address

Phone number

(310) 475-5854

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWF ADV PART 2 A 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,979
AUM (Assets Under Management)	$ 3,824,876,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

xxxxxxx

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Sheryl Diane Rados

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheryl Diane Rados's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

FIRST MIDWEST SECURITIES, INC.

FIRST MIDWEST SECURITIES, INC.

CROWELL, WEEDON & CO.

CROWELL, WEEDON & CO.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

NWF ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/2/1992

Series 63

Date: 8/11/1987

SIE

Date: 10/1/2018

Series 7

Date: 5/16/1987

FINRA

Current Firm

NWF ADVISORY SERVICES INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NWF ADVISORY SERVICES INC

TRUST BUT VERIFY

Contact information

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