Kenneth B. Petersen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Burton Petersen was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1987. Kenneth had worked at 6 firms and has passed the Series 63, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2011 - January 11, 2021
MONTEREY PRIVATE WEALTH, INC.
June 2, 2003 - December 12, 2011
PETERSEN & RAMISTELLA, INC.
March 6, 2003 - January 5, 2011
PETERSEN & RAMISTELLA, INC.
November 25, 1996 - July 18, 2003
FOOTHILL SECURITIES, INC.
January 6, 1994 - November 26, 1996
AVANTAX INVESTMENT SERVICES, INC.
October 21, 1993 - January 26, 1994
REINHARDT WERBA BOWEN SECURITIES, INC.
September 4, 1990 - October 1, 1993
AVANTAX INVESTMENT SERVICES, INC.
June 23, 1987 - October 25, 1988
UNITED SECURITIES AND INVESTMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MONTEREY PRIVATE WEALTH, INC.
CRD#: 114572 / SEC#: 801-61605
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,985 |
| AUM (Assets Under Management) | $ 1,098,898,128 |
Red Flags
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