Richard F. Lundgren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Fred Lundgren JR, who also goes by Rick Lundgren Jr, Richard Fred Lundren Jr, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1987. Richard had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2001 - April 11, 2002
MISSION SECURITIES CORPORATION
September 10, 1998 - August 10, 2001
CENTEX SECURITIES, INCORPORATED
March 13, 1998 - September 3, 1998
RICHMARK CAPITAL CORPORATION
July 24, 1997 - December 17, 1997
GLOBAL FINANCIAL GROUP, INC.
February 9, 1994 - March 26, 1997
CENTEX SECURITIES, INCORPORATED
August 11, 1992 - April 6, 1993
FIRST AFFILIATED SECURITIES
October 9, 1991 - July 21, 1992
H.J. MEYERS & CO., INC.
March 20, 1991 - October 21, 1991
CENTEX SECURITIES, INCORPORATED
July 9, 1990 - April 1, 1991
DEL MAR SECURITIES, INC.
October 24, 1989 - July 26, 1990
H.J. MEYERS & CO., INC.
June 23, 1987 - October 18, 1990
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MISSION SECURITIES CORPORATION
CRD#: 41779 / SEC#: , 8-49567
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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