Elizabeth Brennen

A.G. CAMPBELL ADVISORY

BALTIMORE, MD 21230

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CRD#: 1678369

Professional summary

Elizabeth Brennen, AIF®, CFP®, who also goes by Betsy Bond, Elizabeth P Bond, Elizabeth Prescott Bond, Betsy Brennen, Elizabeth Bond Brennen, is a registered financial advisor currently at A.G. CAMPBELL ADVISORY, LLC located in Baltimore, Maryland.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Elizabeth has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 79, Series 7, Series 22, Series 6, Series 53 and Series 24 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Comprehensive Financial Planni...

Budgeting

Investment Planning

Education Planning

Insurance Planning

Are you a "fiduciary"?

Yes

Aliases

Betsy Bond | Elizabeth P Bond | Elizabeth Prescott Bond | Betsy Brennen | Elizabeth Bond Brennen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Treasurer and Investment Committee member, St. Thomas' Church, 232 St. Thomas Lane, Owings Mills, MD, 21117. February 2016 to present. St. Thomas is an Episcopal Church. 3 hours per month during evenings and weekends only. Board of Trustee, Vice Chair, Finance Committee, Member of Investment Committee, Hood College. October 2017 to present. 401 Rosemont Avenue, Frederick, MD 21701. 15 hours per quarter

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Brennen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

October 28, 2020 - Present

A.G. CAMPBELL ADVISORY, LLC

Office #1: 190 W. Ostend Street Suite 200, Baltimore, MD 21230

RIA

CRD#: 162150

BALTIMORE, MD

Past

January 8, 2010 - December 31, 2019

HARBOR INVESTMENT ADVISORY, LLC

CRD#: 151085

Lutherville, MD

Past

January 4, 2010 - December 31, 2019

HARBOR INVESTMENT ADVISORY, LLC

RIA

CRD#: 151085

Lutherville, MD

Past

January 13, 2001 - March 6, 2006

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

October 3, 2000 - March 6, 2006

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

BALTIMORE, MD

Past

September 1, 1997 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

April 24, 1991 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

August 14, 1987 - January 2, 1988

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

CRD#: 2682

Past

August 14, 1987 - July 10, 1990

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

A.G. CAMPBELL ADVISORY, LLC

CRD#: 162150 / SEC#: 801-80616

RIA

Registered Investment Advisory firm - (12/3/2014 Approved)

Florida

Registered Investment Advisory firm - (11/7/2013 Terminated)

Georgia

Registered Investment Advisory firm - (11/7/2013 Terminated)

Illinois

Registered Investment Advisory firm - (12/3/2014 Terminated)

Kentucky

Registered Investment Advisory firm - (12/10/2014 Terminated)

Maryland

Registered Investment Advisory firm - (12/12/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (11/7/2013 Terminated)

Virginia

Registered Investment Advisory firm - (12/10/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(10/28/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/4/2010

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/20/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 4/5/2013

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 9/7/1995

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 4/12/1988

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/13/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 2/1/2011

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/20/2009

General Securities Principal Examination

Current Firm

A.G. CAMPBELL ADVISORY, LLC

CRD#: 162150 / SEC#: 801-80616

RIA

Registered Investment Advisory firm - (12/3/2014 Approved)

Florida

Registered Investment Advisory firm - (11/7/2013 Terminated)

Georgia

Registered Investment Advisory firm - (11/7/2013 Terminated)

Illinois

Registered Investment Advisory firm - (12/3/2014 Terminated)

Kentucky

Registered Investment Advisory firm - (12/10/2014 Terminated)

Maryland

Registered Investment Advisory firm - (12/12/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (11/7/2013 Terminated)

Virginia

Registered Investment Advisory firm - (12/10/2014 Terminated)

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Contact information

Main Address

190 W. Ostend Street Suite 200, Baltimore, MD 21230

Mailing Address

999 Vanderbilt Beach Road Suite 200, Naples, FL 34108

Phone number

(410) 779-1239

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

A.G. CAMPBELL ADVISORY, LLC FIRM BROCHURE ADV PART 2A (3/16/2025)

Regulatory assets under management

Total Number of Accounts	67
AUM (Assets Under Management)	$ 345,011,484

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Elizabeth Brennen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Brennen's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARBOR INVESTMENT ADVISORY, LLC

HARBOR INVESTMENT ADVISORY, LLC

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

A.G. CAMPBELL ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/4/2010

Series 65

Date: 1/20/1998

SIE

Date: 10/1/2018

Series 79

Date: 4/5/2013

Series 7

Date: 9/7/1995

Series 22

Date: 4/12/1988

Series 6

Date: 8/13/1987

Series 53

Date: 2/1/2011

Series 24

Date: 10/20/2009

Current Firm

A.G. CAMPBELL ADVISORY, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

A.G. CAMPBELL ADVISORY, LLC

TRUST BUT VERIFY

Contact information

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